Business Continuity Plan Summary Disclosure

HCM is a broker/dealer and investment advisory firm which clears all trades through RBC.

In the event of a Significant Business Disruption (SBD) that would render our offices inoperable, we would resume business operations within 4-6 hours at an alternative location utilizing telephone and internet access to communicate with our clients.

This Business Continuity Plan is subject to modification and an updated summary will be promptly posted on our website.

Clients may request updated written copies by mail.

Our emergency phone numbers in the event of an SBD are (858) 204-4268 and (858) 449-7629.

Please send emails to 

You may access your accounts through RBC at